ASRgenomics: filling the gap on processing molecular data for quantitative genetics

ASRgenomics: filling the gap on processing molecular data for quantitative genetics

The VSNi Team

29 June 2022

Most breeding programs are supported by an array of genomic information that will provide new options to increase the rates of genetic gain. However, performing statistical analyses with molecular data can be a difficult task. This type of data has to communicate properly with available phenotypic and pedigree data. The overall success of this integration depends on a set of checks, verifications, filters, and careful preparation of all these datasets in order to be able to fit genetic models successfully and to obtain the required output to make correct decisions.

The workflow of molecular data-driven analysis varies based on the source of the datasets and of course, on personal preferences. Nevertheless, regardless of these aspects, an efficient genomics pipeline should rely on answering some of the following questions:

  • How to filter out bad quality markers?
  • How to remove redundant marker information (e.g., pruning)?
  • How to check the genotypes sample for underlying population structure?
  • Which algorithms to use for generating a genomic relationship matrix (GRM)?
  • Is the quality and reliability of the GRM suitable for an analysis (i.e., are there duplicates or other inconsistencies)?
  • How to modify a GRM if there are duplicates or other inconsistencies?
  • How to eliminate bias in a GRM using pedigree information?
  • How to combine the GRM with the pedigree to obtain the hybrid matrix H used in ssGBLUP?
  • How to obtain a well-conditioned inverse of the GRM?
  • How to assess if the inverse of a GRM is good enough for genomics modeling?
  • How to efficiently subset and match my datasets (phenotypic, molecular, etc.)?

We developed ASRgenomics to help deal with the above questions. This is a free to use R library which can be downloaded from the ASReml knowledgbase. It is a compilation of proven routines developed over several years of study and hands-on experience in the field. ASRgenomics was built with advanced statistical modeling in mind and it fills a gap by helping you make sure your analyses are as efficient and accurate as they can be with several explicit diagnostic tools.

The package is aimed at geneticists and breeders with the purpose of improving their experience with genomic analyses, such as Genomic Selection (GS) and Genome Wide Association Studies (GWAS), in a straightforward and efficient manner. The main capabilities of the package include:

  • Preparing and exploring pedigree, phenotypic and genomic data.
  • Calculating and evaluating genomic matrices and their inverse.
  • Complementing and expanding results from genomic analyses.

The functions included within ASRgenomics are very flexible and can be used for a tailored workflow from raw molecular data to well-behaved model-ready matrices. Additionally, ASRgenomics is capable of seamlessly preparing genomic datasets for integration with ASReml-R to fit linear mixed models (LMMs; e.g., GBLUP or ssGBLUP).

Please try this free library and check out the user guide included withinin the doc folder inside the download package for a walk-though of the features along with details of the methods.

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Dr. Salvador A. Gezan

02 March 2022

Significance levels: a love-hate relationship

We frequently hear in the scientific community a debate in favour of or against the use of p-values for statistical testing. The focus of this note is not to contribute (or muddle) this debate, but just to bring attention to a couple of elements critical to understanding the concept of the significance level. We will focus on three keywords: convention, trade-off and risk.

Recall that significance level refers to that value, say α = 0.05, that we use to decide if we should reject a null hypothesis (e.g., no difference in the means between two treatments). This α value represents the proportion of mistakes (here 5%) that we will make when we reject the null hypothesis when in fact it is true. This type I error, implies that we declare two means significantly different when in fact they are not (an undesirable situation with a false positive). Recall that we also have type II error, or β, the case in which we do not declare two means significantly different when in fact they are (another undesirable situation). This last error is associated with the power of a test, but here we will only focus on the controversial α value.

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Let’s start with the keyword convention. Depending on the field, we use different significance levels to ‘dictate’ when a test result is significant. Often, we use 0.10, 0.05 or 0.01; the use of a higher value usually is associated with scientific fields where there are greater levels of uncertainty (e.g., ecology), whereas stricter (lower) values are used in medical or pharmaceutical studies.

Without a doubt, the most common value used is 0.05: but why this value and what does it mean? This value, as indicated earlier, indicates that if the null hypothesis is true, we will only reject it wrongly 5% of the time (or 1 in 20 times). This seems a reasonable number, but a somehow arbitrary choice. This significance level originated from the tables of critical values reported by Fisher and Yates back in 1938 and this value has stayed as a convenient number. (However, they also reported 0.10, 0.02, 0.01, 0.002 and 0.001). In part these significance levels were chosen by the above authors given their limitations to calculate all possible probabilities. Now, we usually get p-values instead of critical values, but interestingly, we still focus on that historical reference of 5%. 

The convenient and arbitrary choice of a 5% significance level has now become a convention. But there is no scientific or empirical reasoning for the use of this or any other value. This is one of the reasons for the present debate on its use. It also seems odd that, for example, when α is 0.05 we declare a test significant with a p-value of 0.047, but not significant if this p-value is 0.053. As you can see this enhances its arbitrary nature, and maybe we should focus on the strength of the evidence against our null hypothesis, namely, talking about mild or strong significance in our results, instead of a yes/no attitude. 

The second keyword is trade-off. In any decision, even in the simplest life decisions, there is always the possibility of making some mistakes. If, for your statistical inference, you are unwilling to make almost any mistakes, then you should select a very small value: an α, say of 0.0001 (here, 1 in 10,000 times you will make the wrong decision). This, at first glance, seems reasonable, but it has other implications. Requiring a very high level of confidence will mean that you will almost never reject the null hypothesis even if rejecting it is the correct decision! This occurs because you are setting up very strict thresholds to report a significant result and therefore you need extremely strong evidence. 

The above conservative philosophy results in two side effects. First, a waste of resources as you are extremely unlikely to report significant differences from almost any study you might execute; only those with extremely large effects (or sample sizes) will have sufficient power. Second, the scientific advancement in terms of discoveries (for example, a new drug or treatment) will be hampered by these strict values. For example, we will have fewer drugs or treatments available for some illnesses. Here, it is the society as a whole that loses in progress and scientific advancement with such a high threshold.

On the other hand, something different, but also concernin, occurs with a very flexible significance level (say α = 0.30). Here we are very likely to find a ‘better’ drug or treatment, but these are not necessarily true improvements as we are likely having too many false positives with results almost random. This too has strong side effects for all of us such as: 1) a large societal cost on having drugs or treatments that are not necessarily better than the original ones (even if we think they are), and 2) it will be hard, as an individual, to discriminate between the good and the bad drugs (or treatments) as there are too many ‘good’ options available and all are reported as the ‘best’ ones!

This is where there exists a trade-off between too much or too little; individuals and societies need to define what is an adequate level of mistakes. Somehow it seems the scientific community has chosen 0.05! But any value will be always good or bad depending on the above trade-offs.

The last keyword is risk. Any decision that involves a mistake implies a risk. This is better understood with a few examples. So, imagine that you are considering using an alternative drug to treat your chronic disease that potentially has some bad, but manageable, side effects. In this case, you might want stronger evidence that this drug is going to be better than the standard; hence, you might want to use an α of 0.0001, to make sure it is better (at least statistically). Hence, under potentially high personal risk of a bad decision, the significance level required has to be lower. 

In contrast, imagine that you want to use the seeds of an alternative tomato variety that has been recommended to you for planting in your garden. The risk of having the wrong genetic source is ever present, and it will imply a waste of resources (money, time and frustration); but, under failure, your risk is relatively low, as you can buy tomatoes from the supermarket and the following year, go back to the seeds of your typical (and well tested) variety. In this case, the personal risk is relatively low, and you might be happy with an α of 0.10 (implying 1 in 10 times you will be incorrect) to give a chance to this alternative variety.

Hence, it is difficult to define what is an adequate level of risk for our decisions, an aspect that is also subjective. And once more, it seems that the scientific community has decided that 5% is a good level of risk!

In summary, significance levels are a convention that we have carried for a while but going forward we need to be flexible and critical on how they are used and reported. In many senses they are subjective decisions, and we could even say they are individual decisions that take into consideration our personal like or dislike of risks and the potential trade-off in taking the right or wrong decisions. So, next time you see a p-value take a step back and think about the consequences!

About the Author

Salvador Gezan is a statistician/quantitative geneticist with more than 20 years’ experience in breeding, statistical analysis and genetic improvement consulting. He currently works as a Statistical Consultant at VSN International, UK. Dr. Gezan started his career at Rothamsted Research as a biometrician, where he worked with Genstat and ASReml statistical software. Over the last 15 years he has taught ASReml workshops for companies and university researchers around the world. 

Dr. Gezan has worked on agronomy, aquaculture, forestry, entomology, medical, biological modelling, and with many commercial breeding programs, applying traditional and molecular statistical tools. His research has led to more than 100 peer reviewed publications, and he is one of the co-authors of the textbook “Statistical Methods in Biology: Design and Analysis of Experiments and Regression”.


Dr. Andrew Illius and Dr. Nick Savill

20 July 2022

Quantification holds the key to controlling disease


Andrew Illius with Nick Savill have, since 2018, studied the epidemiology and control of maedi-visna virus (MV) in sheep and have been looking at understanding and finding ways of controlling this incurable disease. Accessing published data and with the use of Genstat, they aimed to find ways of controlling MV.

When one of your sheep gets diagnosed with an incurable disease, you have to worry. How quickly will symptoms develop, and welfare and productivity suffer? And how soon will it spread throughout the rest of the flock? The disease in question is maedi-visna (MV, see Box 1), notorious for its impact in Iceland, where the disease was first described; extreme measures over 20 years were required before it was finally eliminated. Culling seropositive animals is the main means of control. For the farmer, the crucial question is whether living with the disease would be more expensive than trying to eradicate it. We are addressing such questions by analysing data from long-term experiments. 

1            MV – the tip of an iceberg?

Putting aside for a moment MV’s fearsome reputation, the way the pathogen works is fascinating. The small ruminant lentiviruses (SRLV, family retroviridae) are recognised as a heterogeneous group of viruses that infect sheep, goats and wild ruminants. Lentiviruses target the immune system, but SRLV does not target T-cells in the manner of immune deficiency lentiviruses such as HIV. Instead, SRLV infects monocytes (a type of white blood cell) which infiltrate the interstitial spaces of target organs (such as the lungs, mammary glands, or the synovial tissue of joints) carrying proviral DNA integrated into the host cell genome and hence invisible to the immune system. Virus replication commences following maturation of monocytes into macrophages, and the ensuing immune response eventually shows up as circulating antibodies (termed seroconversion). But it also causes inflammation that attracts further macrophages, slowly and progressively building into chronic inflammatory lesions and gross pathology. These take years to present clinical symptoms, hence the name lentivirus (from the Latin lentus, slow). By the time clinical signs become evident in a flock, the disease will have become well-established, with perhaps 30-70% of the flock infected. That is why MV is called one of the iceberg diseases of sheep – for every obviously affected individual, there are many others infected, but without apparent symptoms. 

A large body of research into the pathology, immunology and molecular biology of small ruminant lentiviruses (SRLV) exists, as might be expected given its economic significance, welfare implications and its interest as a model for HIV. The main route of transmission of the virus is thought to be horizontal, via exhaled droplets of the highly infectious fluid from deep in the lungs of infected animals, suggesting a risk from prolonged close contact, for example in a sheep shed. But despite all the research into disease mechanisms, we were surprised to find that there has been almost no quantitative analysis of SRLV epidemiology, nor even an estimation of the rate of SRLV transmission under any management regime. So, our first foray into the data aimed to rectify this

Quantification to the rescue

We found an experiment published in 1987 with excellent detail on a five-year timecourse of seroconversions in a small infected sheep flock, and a further trawl of the Internet netted a PhD thesis that built on this with a focussed experiment. Karianne Lievaart-Peterson, its author, runs the Dutch sheep health scheme and became a collaborator. We also worked with Tom McNeilly, an immunologist at the Moredun Research Institute.

Nick Savill, a mathematical epidemiologist at Edinburgh University, did the hard work of developing and parameterising a mathematical model based on infectious disease epidemiology and a priori known and unknown aspects of SRLV biology. The model determines the probability of a susceptible ewe seroconverting when it did, and of a susceptible ewe not seroconverting before it was removed from the flock or the experiment ended. The product of these probabilities gives the likelihood of the data given the model. The model was prototyped in Python and then written in C for speed. 

The striking result of this research is that MV is a disease of housing. Even brief periods of housing allow the virus to spread rapidly, but transmission is negligible between sheep kept on pasture So, although individual sheep never recover from the disease, it could be eliminated from flocks over time by exploiting the fact that transmission of the virus is too slow between grazing sheep to sustain the disease.

It’s about timing

Our second striking result suggests the disease is unlikely to be spread by newly-infected animals, contrary to general expectation. We estimated that the time between an animal being infected and becoming infectious is about a year. This delay, termed epidemiological latency, is actually longer than the estimated time delay between infection and seroconversion.

We can now begin to see more clearly how disease processes occurring in the infected individual shape what happens at the flock, or epidemiological, level. It seems that, after a sheep becomes infected, the disease slowly progresses to the point when there is sufficient free virus to be recognised by the immune system, but then further development of inflammatory lesions in the lungs has to take place before there are sufficient quantities of infective alveolar macrophages and free virus for transmission by the respiratory route. There follows a further delay, perhaps of some years, before the disease has advanced to the stage at which symptoms such as chronic pneumonia and hardening of the udder become apparent. 

Infectiousness is expected to be a function of viral load, and although we do not know the timecourse of viral load, it seems most likely that it continues to increase throughout the development of chronic disease. This suggests to us that the infectiousness of an individual is not constant, but is likely to increase as the disease progresses and symptoms emerge. 

We are interested in learning how infectiousness changes over the course of an individual’s infection because of the implications at the epidemiological level. Time delays in seroconversion merely make the disease more difficult to detect and control, but the epidemiological significance of a time delay in the development of infectiousness is that it acts to slow the spread of the virus. And if ewes with long-standing infections are the most infectious, they pose the greatest risk to uninfected sheep. This would present an opportunity for the management of exposure to slow the spread of disease. For example, if ewes in their last year of production are the most infectious, then young ewes should be kept away from them when housed – an idea supported by preliminary analysis using individual-based modelling (IBM – see Box 2). Separation of younger animals from older ones may reduce the prevalence of infection to the point where the costs of disease, in terms of lost production and poor welfare, are not overwhelming or at least are less than the cost of attempting to eliminate the disease – we discuss this later in this blog.

So far, there is only very limited and tentative evidence of increasing infectiousness in the literature, and direct experimental evidence would be very hard to come by. But it is plausible that disease severity, viral load and impaired productivity are all related to the extent of inflammatory lesions in the lungs. This suggests that measurably-impaired productivity in infected sheep could be used as a proxy for viral load, and hence infectiousness. And that brings us to our current project.

2            Individual-based modelling

This is a technique to explore the consequences of probabilistic events, such as becoming infected by SRLV. The flock of ewes is modelled as individuals, and their progress through life is followed. Flock replacements are taken from the ewe lambs born to the flock; all other lambs being sold.

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The figure shows the mean results (green line) of 1000 iterations of a stochastic simulation of SRLV prevalence in a flock of 400 ewes housed in groups of 100 for one month per year. The probability that an infected ewe will transmit the virus is modelled as rising exponentially with time since infection. The management regime we modelled was to segregate ewes during housing into each of their four age groups (2, 3, 4 and 5 years old) in separate pens, and to sell all the lambs of the oldest ewes, rather than retain any as flock replacements. From an initial starting prevalence of 275 infected ewes, the virus is virtually eliminated from the flock.

Using Genstat to model the cost of MV

Eliminating SRLV from an infected flock involves either repeated testing of the whole flock, culling reactors and perhaps also artificially rearing lambs removed at birth, or entirely replacing the flock with accredited disease-free stock. So, the cost of eliminating the virus from a flock can be huge. But what about the costs of living with it? These costs arise from poor welfare leading to lost production: lactation failure, reduced lamb growth and excess lamb and ewe mortality. But under what conditions are they so substantial as to warrant an elimination strategy? That depends, again, on answers at two levels: what are the production losses for each infected ewe, and how prevalent is the disease in the flock?

We have a number of reasons to want to quantify how the costs of being SRLV+ vary over the time-course of the disease. First, it is reasonable to assume that production losses will be related to the emergence of symptoms in affected sheep, but this has never been adequately quantified. Second, if production losses are a function of the duration of infection, and we can regard them as a proxy for viral load, then it would support the idea that infectiousness also increases as the disease progresses. And third, if production losses are only apparent in sheep with long-standing infections, which is therefore restricted to older sheep, then management could focus on early detection of symptoms and culling of older ewes. 

We are quantifying these processes using a large dataset from colleagues at the Lublin University of Life Sciences. Their six-year study was designed to assess the response of production parameters to SRLV infection in a flock of breeding sheep kept under standard Polish husbandry conditions. They published results suggesting that infection with SRLV was associated with higher rates of age-specific ewe mortality, especially in older ewes. 

The data comprise lambing records for about 800 ewes from three breeds, with over 300 ewes being present each year and a few being present every year. There are also records from about 2800 lambs born during the trial. Ewes were blood-tested in November and June each year, and all SRLV+ ewes were housed together following the November test until the lambs were weaned in April. SRLV- ewes were housed in the same shed, but segregated from the SRLV+ group. We were able to group the ewes on the basis of the series of blood test results as: (1) seroconverted before the trial began, (2) had not seroconverted by the end, and (3) seroconverted during the trial and for whom a time since seroconversion can be estimated to within about six months.

Given the nature of the data - unbalanced design, multiple observations from individual ewes and rams over several years, and different breeds – we used Genstat to fit mixed models to distinguish random and fixed effects. We were given access to Genstat release 22 beta, which adds greater functionality for displaying and saving output, producing predictions and visualising the fit of the model.

The example below addresses pre-weaning lamb mortality (mort, either 0 or 1). We are using a generalized linear mixed model where significant fixed terms were added stepwise. The ewes and rams used to produce these lambs are obvious random terms because they can be regarded as being drawn at random from a large population. There also appears to be a strong ewe.ram interaction, with some combinations faring differently from others. We included ‘year’ as a random term because, over the six years in which data were collected, factors such as flock size and forage quality varied somewhat randomly.

The fixed terms show that the probability of mortality is strongly affected by lamb birthweight (lambbirthwt). A quadratic term (lb2) models the well-known reduction in lamb survival in very large lambs - a consequence of birth difficulties. The age of the ewe, fitted as a factor (eweageF), is the next most significant fixed effect, followed by the SRLV status of the ewe tested in November prior to lambing (ewetestNov). The interaction term of ewe age with SRLV status is highly significant, showing that the way the ageing process in ewes affects the probability of their lambs’ mortality differs according to SRLV status. From the table of back-transformed means, we see that the probability of lamb mortality ranges between about 0.02 to 0.04 in SRLV- ewes aged from 2 to 5 years, perhaps declining in older ewes. SRLV+ ewes show similar lamb mortality in ages 2-4, but a progressive increase as ewes age further, almost doubling each year.

This preliminary analysis provides some evidence that the costs of being infected by SRLV are, indeed, progressive with age. There is some way to go yet to show whether sheep with longer-standing SRLV infection have higher viral loads and are more infectious, but our current research does point to a way to potential better disease control by targeting older animals. Maedi-visna isn’t called a progressive disease for anything, and we should be able to exploit that.

Example output from Genstat

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We finally submitted our paper for publication in November 2019, just before the Covid 19 pandemic. One might have thought that a paper on the epidemiology and control of a respiratory virus spread by aerosol, especially indoors in close proximity and with a recommendation for social distancing, would have seemed quite topical. Ironically, early 2020 saw the subeditors and reviewers of such work all being urgently re-allocated to analysing information on the burgeoning pandemic. But we got there eventually and by October we were proudly writing a press release recommending social distancing … in sheep.

Reflecting on Genstat

Andrew Illius writes, “My experience of Genstat dates back to the early 1980s when I think Release 3 was current. It was hard going, and we queued up to have our fault codes diagnosed at the Genstat Clinic. But having learnt Fortran programming in the punched cards era, I was used to it taking several days to get a job to run. Genstat’s exacting requirements were reassuring and it became indispensable over the following years of agricultural and ecological research. By the 1990s we had learnt that mixed models were required to account separately for random and fixed effects in unbalanced data, and I’d been on a REML course. I was especially proud to use REML as my main analytical procedure thereafter because Robin Thompson invented it just down the corridor where we work in the Zoology building at Edinburgh University, and where he worked with the Animal Breeding group. It’s been a tremendous pleasure to get back to Genstat recently after many years away – like greeting an old friend. In the past, I wrote and submitted batch jobs on a UNIX mainframe before collecting some line-printer output on my way home. Now things have really speeded up, with the menu-driven environment of the Windows version. It’s a fantastic improvement, and a pleasure to use.”

About the authors

Andrew Illius is Emeritus Prof of Animal Ecology in the Institute of Evolutionary Biology, University of Edinburgh, where he taught animal production and animal ecology from 1978 to 2008 and was latterly Head of the School of Biological Sciences. Most of his work has been on the ecology and management of grazing systems and the ecophysiology and behaviour of grazing animals. He retired in 2008 to spend more time with his sheep, keeping about 400 breeding ewes. Familiarity with sheep diseases led to collaboration with Nick Savill since 2018 on the epidemiology and control of MV.

Nick Savill is a Senior Lecturer at the Institute of Immunology and Infection Research, University of Edinburgh. He teaches a range of quantitative skills to undergraduate biological science students including maths, stats, data analysis and coding. His research interests are in mathematical modelling of infectious disease epidemiology. He has worked on foot and mouth disease, avian influenza, malaria, trypanosomiasis and, most recently, maedi-visna with Andrew Illius.


Illius AW, Lievaart-Peterson K, McNeilly TN, Savill NJ (2020) Epidemiology and control of maedi-visna virus: Curing the flock. PLoS ONE 15 (9): e0238781.


Kanchana Punyawaew

01 March 2021

Linear mixed models: a balanced lattice square

This blog illustrates how to analyze data from a field experiment with a balanced lattice square design using linear mixed models. We’ll consider two models: the balanced lattice square model and a spatial model.

The example data are from a field experiment conducted at Slate Hall Farm, UK, in 1976 (Gilmour et al., 1995). The experiment was set up to compare the performance of 25 varieties of barley and was designed as a balanced lattice square with six replicates laid out in a 10 x 15 rectangular grid. Each replicate contained exactly one plot for every variety. The variety grown in each plot, and the coding of the replicates and lattice blocks, is shown in the field layout below:

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There are seven columns in the data frame: five blocking factors (Rep, RowRep, ColRep, Row, Column), one treatment factor, Variety, and the response variate, yield.

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The six replicates are numbered from 1 to 6 (Rep). The lattice block numbering is coded within replicates. That is, within each replicates the lattice rows (RowRep) and lattice columns (ColRep) are both numbered from 1 to 5. The Row and Column factors define the row and column positions within the field (rather than within each replicate).

Analysis of a balanced lattice square design

To analyze the response variable, yield, we need to identify the two basic components of the experiment: the treatment structure and the blocking (or design) structure. The treatment structure consists of the set of treatments, or treatment combinations, selected to study or to compare. In our example, there is one treatment factor with 25 levels, Variety (i.e. the 25 different varieties of barley). The blocking structure of replicates (Rep), lattice rows within replicates (Rep:RowRep), and lattice columns within replicates (Rep:ColRep) reflects the balanced lattice square design. In a mixed model analysis, the treatment factors are (usually) fitted as fixed effects and the blocking factors as random.

The balanced lattice square model is fitted in ASReml-R4 using the following code:

> lattice.asr <- asreml(fixed = yield ~ Variety,
                        random = ~ Rep + Rep:RowRep + Rep:ColRep,

The REML log-likelihood is -707.786.

The model’s BIC is:

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The estimated variance components are:

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The table above contains the estimated variance components for all terms in the random model. The variance component measures the inherent variability of the term, over and above the variability of the sub-units of which it is composed. The variance components for Rep, Rep:RowRep and Rep:ColRep are estimated as 4263, 15596, and 14813, respectively. As is typical, the largest unit (replicate) is more variable than its sub-units (lattice rows and columns within replicates). The "units!R" component is the residual variance.

By default, fixed effects in ASReml-R4 are tested using sequential Wald tests:

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In this example, there are two terms in the summary table: the overall mean, (Intercept), and Variety. As the tests are sequential, the effect of the Variety is assessed by calculating the change in sums of squares between the two models (Intercept)+Variety and (Intercept). The p-value (Pr(Chisq)) of  < 2.2 x 10-16 indicates that Variety is a highly significant.

The predicted means for the Variety can be obtained using the predict() function. The standard error of the difference between any pair of variety means is 62. Note: all variety means have the same standard error as the design is balanced.

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Note: the same analysis is obtained when the random model is redefined as replicates (Rep), rows within replicates (Rep:Row) and columns within replicates (Rep:Column).

Spatial analysis of a field experiment

As the plots are laid out in a grid, the data can also be analyzed using a spatial model. We’ll illustrate spatial analysis by fitting a model with a separable first order autoregressive process in the field row (Row) and field column (Column) directions. This is often a useful model to start the spatial modeling process.

The separable first order autoregressive spatial model is fitted in ASReml-R4 using the following code:

> spatial.asr <- asreml(fixed = yield ~ Variety,
                        residual = ~ar1(Row):ar1(Column),
                        data = data1)

The BIC for this spatial model is:

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The estimated variance components and sequential Wald tests are:

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The residual variance is 38713, the estimated row correlation is 0.458, and the estimated column correlation is 0.684. As for the balanced lattice square model, there is strong evidence of a Variety effect (p-value < 2.2 x 10-16).

A log-likelihood ratio test cannot be used to compare the balanced lattice square model with the spatial models, as the variance models are not nested. However, the two models can be compared using BIC. As the spatial model has a smaller BIC (1415) than the balanced lattice square model (1435), of the two models explored in this blog, it is chosen as the preferred model. However, selecting the optimal spatial model can be difficult. The current spatial model can be extended by including measurement error (or nugget effect) or revised by selecting a different variance model for the spatial effects.


Butler, D.G., Cullis, B.R., Gilmour, A. R., Gogel, B.G. and Thompson, R. (2017). ASReml-R Reference Manual Version 4. VSN International Ltd, Hemel Hempstead, HP2 4TP UK.

Gilmour, A.R., Thompson, R. & Cullis, B.R. (1995). Average Information REML, an efficient algorithm for variance parameter estimation in linear mixed models. Biometrics, 51, 1440-1450.